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The Role of Rhetoric in the Politicization of Ethnicity:Miloševic
and Ethnopolitical Conflict in the Former Yugoslavia
Agneza Božić
(Western Michigan University)
The theory of ethnopolitical conflict argues that violent
inter-ethnic conflicts are the result of politics deliberately using ethnicity
in the struggle for power and resources of certain states. Central to this
theory is the notion of the politicization of ethnicity, a process by which
ethnic differences are emphasized and then utilized by political entrepreneurs
to achieve political ends. Through the process of politicization, the psycho-cultural
power of ethnicity can be turned into a source of hatred and stereotyping
that can be ultimately mobilized into a particularly confrontational form
of nationalism.
The purpose of this paper is to explore the use of political
rhetoric as one tool that political entrepreneurs can use to manipulate
or transform ethnicity into destructive political force. Based on the study
of the Yugoslav ethnopolitical conflict, it may be hypothesized that the
rhetoric used by Slobodan Miloševic played a prominent role in the politicization
of ethnic identity among the Serbs in Serbia and other parts of the former
Yugoslavia, mobilizing their grievances to dispose of a number of political
enemies and to fight against perceived dangers coming from other ethnic
groups. Consequently, Miloševic's rhetoric contributed to the creation
of defensive attitudes and mistrust toward the Serbs among other national
and ethnic groups within the former Yugoslavia.
This study will analyze two of Milosevic's speeches in
detail: the first public speech of April 24, 1987, in Kosovo Polje, and
his last public speech before the break out of the war, June 28, 1989,
in Gazimestan. These speeches offer an opportunity to follow the rise of
Miloševic into a charismatic and dogmatic orator who managed to persuade
his ethnic kinsmen to perceive their destiny in ethnic rather than in individual
or class terms. Rhetorical criticism will be used as a method of analysis
of the speeches due to its emphasis on the political context, the centrality
of the speaker and of the audience and the overall effects of the speeches.
What is an Ethnic Conflict?
About Fashionable Labels and Rational Politics
Albert F. Reiterer
(Büro für Sozialforschung, Austria)
30 years ago, at the times of revolting students, every
social and political conflict was considered a »class conflict« . Today,
nearly all social movements risk to be pinned at the table as » ethnic«
.
This paper has two purposes. Firstly, it wants to demonstrate
that political categories like ethnic, etc., are heavily - but not entirely
- dependent upon intellectual fashions. Secondly and mainly, it asks for
the distinguishing criteria of conflicts which are categorized as ethnic
in analytical as well as in everyday regards.
Manageability of Ethnic Conflicts: Conditions and Limits
Eero Loone
(University of Tartu, Estonia)
Conflict avoidance might be a positive value, although
its price could be too high: economic competition involves conflicts. Some
conflicts between individuals are unavoidable. Conflicts can be managed
under definite circumstances and need not always be destructive. In some
cases, once the conflict has already arisen, force is the only solution.
If A wants to kill B, then B either has to exercise self-defence by forcible
means even if this means killin A, or let him/herself be killed. Conflict
avoidance is but one strategy of conflict management.
Are there group conflicts? For strict individualistic
liberalism and for various forms of nominalism, there are no supraindividual
essences or entities, although organizations can be accommodated within
this kind of thought. Therefore, given these approaches, there are no ethnic
or racial or other 'group' conflicts. While there are certainly no essences
and no supraindividualistic causal entities, there are categories of humans
with shared cultures and cultural needs. Ethnicity is a subkind of culture.
Cultural incompabilities or differences can produce significant divergences
of value sets and goal-sets. These divergences can become conflict-generating
factors both discursively and because they are involved with different
need-structures.
A 20th century British diplomat and writer, Harold Nicolson,
pointed out that there are two major schools of conflict resolution: the
warrior and the merchant kinds. Non-violent solutions are possible within
the latter strategy. A mild nationalism on issues of state setup and political
regime (core political choices) is compatible with merchant strategies
and non-violent conflict resolution. Within cultures which have warrior
strategies embedded, a mild nationalism could grow into strong or even
nazi nationalism. If a culture has merchant strategies embedded within
its core positively valued behavioural traits, then negotiating minority
rights for cultural or ethnic minorities becomes possible. An effective
and caring conflict management has to steer solutions away from the warrior
school strategies.
Sometimes ethnicity and race are overlays to other sources
of conflict. Agrarian societies are based on unequal access to land-ownership.
This may be protected or supported by racial and ethnic differences. Politicians
may just express common feelings or exploit these feelings for their own
personal and party-political aims, thus creating a second overlay. Estonian
land-reform in 1920s and land claims by Blacks in Zimbabwean are examples
of these overlays.
The use of minority languages: recent developments
in EC-law and judgements of the ECJ
Francesco Palermo
(European Academy of Bolzano/Bozen, Italy)
About one European citizen on eight speaks a language,
that differs from the official language of his State. Nonetheless, the
European Union formally does not recognize (linguistic) minorities. The
paper deals with one of the most sensitive issues in the relationship between
national and European law and jurisdictions. The linguistic rights and,
more generally, the protection of minorities in EC/EU-law, may certainly
become one of the most characteristic features of the future developments
of European law. Furthermore, the legal situation of minorities can serve
as a proof in order to better understand the real nature of European constitutional
law, by investigating the ideological underpinnings of the European legal
order.
The first part of the paper outlines the legal framework
concerning (linguistic) minorities in the European Union, before and after
the Treaty of Amsterdam. Until Amsterdam, there was no single treaty provision
dedicated to the protection of minorities, whereas the present article
13 ECT prohibits » discrimination based on sex, racial or ethnic origin,
religion or belief, disability, age or sexual orientation«. Nonetheless,
on the one hand, to some extent an indirect protection of minorities was
guaranteed under the old system, and, on the other hand, article 13 does
not refer to » linguistic« minorities, nor it is presently implemented.
Then (part two) the jurisprudence of the ECJ in the eighties
will be analized, in order to find out the impact of the fundamental freedoms
of the Treaty on the sphere of minority protection. From the analysis of
the the cases Mutsch and Groener will result, that protection of minorities,
in spite of being a matter falling within the exclusive competence of the
member States, can be influenced by European rules and principles.
In part three particular attention will be paid to two
recent judgements of the ECJ, indirectly but deeply affecting linguistic
rights of the minorities. Both the cases Bickel-Franz and Angonese, concerning
linguistic rights in the autonomous province of Bolzano-Bozen, show that
the European Union can no longer ignore the minority issue. As a matter
of fact, also the member States must take into account the principles of
European law in drafting and, even more, in interpreting the legal provisions
on their minorities. The particular case of the autonomous province of
Bolzano-South Tyrol, where a complex and very evoluted system of minority
protection is established, can be considered paradigmatic for the new intaractions
among national and supranational rules in minority issues.
The final part tries to draft some conclusions on the
future of linguistic diversity in Europe, resulting from the combination
of national and to European law. This section discusses on the one hand
the possible future developments of an European law on minorites and, on
the other hand, the future of special national provisions aiming to protect
minorites. Thus, if there is an acquis communautaire in the field of minority
protection, this can be particularly relevant for applicant countries.
The paper attempts to argue that the issue of minority
protection inside the EU-system is characterised by contradictions but
also by a considerable potential of development. As the national provisions
on minorities are concerned, a new balance shall be found not only between
the principles of equality and protection of minorities with special provision,
but also between the results of the mentioned principles at national constitutional
level and the European rules. This might be considered a decrease of legal
protection of minorities, but at the same time offers new prospectives
for a modern, integrated, European law on minorities.
Plurinational Democracy. Accommodating nations in the European Commonwealth
Michael Keating
(University of Aberdeen, Scotland; European University Institute,
Italy)
My paper will look at the prospects for managing nationality
issues within the emerging European order or European Commonwealth. It
will examine the possibilities for symbolic recognition of nationality;
the challenges to the doctrine of state sovereignty; the possibilities
for legal pluralism; and the opportunities for stateless nations to gain
a degree of self government in the new European order, without separatism.
The Management of Ethnic Relations and the Management and Resolution
of Ethnic Conflict in South Eastern Europe
Mitja Žagar
(Institute for Ethnic Studies, Ljubljana, Slovenia)
Tragic wars in the former Yugoslavia in the 1990s made
the Balkans a major trouble spot of the international community. The article
discusses the efficiency of undertaken international attempts for the restoration
of peace and rehabilitation of multiethnic societies in this region. The
hypothesis that the lack of an elaborate strategy and coordination in the
international community (including the UN, EU, great powers) played an
important role in the escalation of the » Yugoslav crisis« is confirmed.
The absence of such a strategy resulted in often inadequate and delayed
reactions. Although the crisis developed over several years, the international
community failed to apply preventive measures. The international intervention
was not followed by necessary activities for confidence building and social
integration in these divided societies. If the international troops withdrew
from Bosnia-Herzegovina and Kosovo in such a situation, the fighting would
resume immediately. There is not enough factual evidence to confirm the
second hypothesis that the use of adequately accommodated frameworks, models,
methods, and techniques for the regulation and management of ethnic relations,
peacemaking (e.g., Zartman & Rasmussen, eds., 1997), and resolution
of ethnic conflicts (e.g., Rothman, 1992, 1997; Ross & Rothman, eds.,
1999) would have improved the situation. Nevertheless, considering the
specificity of the region the author develops an accommodated model for
the management and resolution of crises and conflicts (» Strategy EE +
4Ps + ARIME« ), possibly applicable in other cases. Based on Rothman's
ARI framework, this model includes an elaborate international strategy
for the management and resolution of the conflict that clearly defines
the mandate and responsibilities of actors. In different stages it requires
Prevention, Peace-Making, Peace-Keeping and Policing activities by the
international community. Additionally, the forth component is added to
the ARI framework, namely, the strategy and mechanisms for permanent monitoring
and evaluation of conflict management and resolution processes.
Reconciliation Mandated for Australia's Indigenous Owners.
Peter Lavskis:
(University of South Australia, Australia):
Adequate protection of indigenous peoples: How can it
affect ethnic relations. The word 'ethnic' has aquired negative connotations
and we are changing the names of bodies from »Ethnic Affairs« to »Community
Relations« and in any case »ethnic« was never used of Aboriginals. The
public mood, expressed in the press and at demonstrations is about not
protection but restitution for past injustices after an appropriate apology
from the Prime Minister.
Laws of Return and the Problem of Citizenship and Ethnic Conflict:
The Case of Eritrea and Ethiopia
Robert Schaeffer
(San Jose State University, California, U.S.A.):
In 1992, Eritrea adopted a nationality proclamation that
promised citizenship to ethnic Eritreans in the diaspora. One year later,
Eritrea officially proclaimed its independence from Ethiopia, after a 30-year
war of succession. Like other »Laws of Return« in Israel and the Baltic
States (also West Germany), the Eritrean law was designed to promote the
immigration of ethnic nationals living abroad. Insofar as they promote
immigratin, they are relatively unremarkable. But because they also make
it difficult for residents of other ethnic groups to obtain citizenship,
they are sometimes
used as a way to encourage the exit or emmigration of
non-national, ethnic minorities. Although the Eritrean law is similar to
other Laws of Return in many respects, its meaning and import changed after
war erupted between Eritrean and Ethiopia in 1998. After war broke out,
the Ethiopian government used the Eritrean law to justify the forcible
deportation of Ethiopian citizens of »Eritrean« descent. Essentially, Eritrean
law was used by the Ethiopian regime as a legal means of »ethnic cleansing,«
resulting the expulsion of nearly 70,000 residents. The Eritrean government,
of course, refused to recognize many deportees as sufficiently »Eritrean,«
treating them instead as non-national, enemy aliens.
This paper will provide a comparative discussion of various
laws of return, with particular attention to the Eritrean/Ethiopian case.
It will explain how laws passed to manage ethnic relations can have complex
and unanticipated consequences. I thought it would be appropriate for a
conference on the constitutional and legal management of ethnic relations.
In this case, a law designed to promote immigration became an instrument
of war.
This paper is based on research I have recently done
as an expert witness for political asylum cases in U.S. Federal Courts.
Immigration attorneys in Memphis asked me to provide testimony after reading
my book, Severed States (1990), which includes a chapter on Eritrea/Ethiopia.
They asked me to apply my research on partition to a study of the Eritrean
Nationality Proclamation. This led to a comparative study of various Laws
of Return, the problems associated with them, and the ways that the Eritrean
law has been used by both Eritrean and Ethiopian governments to deprive
ethnic minorities of their rights. They then used this research to argue
in court that Ethiopians of Eritrean descent were at risk if deported from
the United States to Ethiopia.
Early Sanity Wanted: States, Minorities, and Genocide
Thomas W. Simon
(Illinois State University, U.S.A.)
THE CONNECTION BETWEEN GENOCIDE AND DISCRIMINATION
Thesis: Genocide forms a continuum with discrimination
against minorities.
Corollary: Early warning mechanisms ignore connections
between discrimination against minorities and genocide. INCREASE IN GENOCIDES
Thesis: While ethnic violence may have declined over
the past decade, genocide and grave injustices have increased and will
probably continue to do so unless abated by radical policy changes.
Corollary: The international community must give priority
to increased and enhanced efforts to combat potential genocides
MORAL PRIORITY OF GENOCIDE
Thesis: While genocide forms a continuum with discrimination,
it constitutes the worst international crime and uniquely threatens the
underlying fabric of humanity.
Illustration: International risk assessment analyses
unjustifiably treat genocide as just another harm directed against groups.
Corollary: The international community must give priority
to those indices of discrimination that have the greatest likelihood of
leading to genocide.
PRIORITY OF ADJUDICATORY AND ECONOMIC APPROACHES
Thesis: The international community should assure that
genocides decrease by enabling adjudicatory mechanisms and by implementing
wealth redistribution policies in high risk areas.
Illustration: Policy makers give an inordinate amount
of attention to democratic reforms, particularly electoral devices (Bosnia
and Kosovo), and to formal protection of minority rights. Corollary: Policy
makers should place more emphasis on enabling adjudication of discrimination
claims and to public welfare efforts.
FACING THE PAST
Thesis: The risks of having grave injustices inflicted
upon a group tie closely with recent historical events regarding that group.
Illustration: Policy analysts, for example, in Bosnia
and Kosovo, too often take action a-historically or based on distorted
histories of a region
Corollary: Every minorities issue has a history that
must be understood, analyzed, and confronted. Illustration: Recent condemnations
of Rwanda clearly show insensitivity to its history. ANALYZING PAST HARMS
Thesis: Genocide is a worse harm than any of the following:
mass-revenge killings, crimes stemming from mass-political repression,
mass-deaths resulting from political ineptitude, mass-deaths resulting
from warfare, and ethnic cleansing.
Corollary: However distasteful, policy analysts inevitably
make (most often implicitly) critical decisions based on unjustified comparisons
of group harms.
Illustration: Political movements often distort perceptions
of group harms (for example, Nazi-inflicted harms are on par with communist-inflicted
harms).
FACING THE FUTURE
Thesis: At a fundamental level, all nation states give
undue favoritism to some groups over others.
Corollary: Rather than ignoring structural affirmative
action, feigning neutrality, or excusing group favoritism (»we are only
a new country,« »we are such a small country,« »you don't understand our
history,« »you do not know what it is like to be a member of our group«),
states should confront their structural forms of group bias.
Illustration: Overall, refugee policies, including citizenship
and asylum determinations, of all states are nothing less than deplorable.
Corollary: States should adopt supererogatory policies
regarding internal and external minorities.
Note Bene: The paper will address the last two issues
(» Analyzing Past Harms« and » Facing The Future«), but the oral presentation
might consist in presenting this or a similar outline to stimulate discussion.
If needed, the title » Ethnic Disarray: Distorting the Old and Closeting
the New« might serve for the paper covering these last two sections.
To be or not to be an alien...
- the influence of subjective and structural factors when the Russian
speakers of Estonia choose to study Estonian
Tove Lindén
(Department of East European Studies, Uppsala University, Sweden)
Once invited by the Soviet authorities as labour for the
re-developing industry after the Second World War, moving to Estonia was
for the Russian speakers to move within the country where they were citizens.
They were indoctrinated since childhood to believe that Estonia had joined
the Soviet Union out of free will, and that Russian was the language to
use wherever they went. Today they are looked upon as representatives of
the former occupational force. They are in many ways excluded from society
until they learn enough Estonian to obtain citizenship. To this day very
few have succeeded in doing so. As a result hundreds of thousands of people
have the status of aliens, de facto being stateless.
Many aliens can be found in the north-eastern corner
of Estonia where Narva, the third largest city in the country, is situated.
With no more than 3.8 % ethnic Estonians and 34 % Estonian citizens, this
is still a »Russian« city, with few opportunities to use the national language
Estonian. Here we find linguistic isolation, a higher unemployment and
a lower average salary than in the rest of the country, combined with feelings
of hopelessness, despairand no understanding of the post-Soviet society.
In such a hostile environment there are many rational
reasons for not even trying to study Estonian. However, still some people
do this. This paper is focusing on the Russian speakers studying Estonian
at courses in Narva. Who are they? What are their intentions with learning
the language? Which factors influenced them to learn Estonian in a city
like Narva? In order to answer these questions, the author has carried
out a survey among those Russian speakers in Narva who attended courses
in Estonian at the city's different language centers or firms during the
summer of the year 2000.
The concepts of social capital and social networking
were used when operationalizing the research questions. The notion social
capital builds upon the idea that an individual makes his/her desicions
in a social context as a reaction to social stimuli, where interaction
between individuals promote certain attitudes and behaviours. Factors such
as gender, income, identity and self-esteem are also important, but only
as a way to strengthen the effect of the social ties created by the ongoing
relationship between friends, neighbours, co-workers and family.
The expected outcome of the survey whas that a majority
of the respondents would be male aliens with the ambition to learn Estonian
in order to obtain Estonian citizenship. Instead the survey reveals that
a majority of the students, 81 %, are women. Moreover, almost two thirds
of the respondents already possess Estonian citizenship. Their motive for
studying Estonian is to improve their varying knowledge of this language
in order to strengthen their status at the local labour market.
Further, membership of social networks with roots in
the Estonian cultural sphere seems to play an important role when deciding
to study Estonian. In a city with only 3.8 % ethnic Estonians more than
half of the respondents have Estonian friends, and 18 % an Estonian spouse
or other relatives. As many as 79 % have someone close who has studied
or is studying Estonian. A great majority of the respondents also identify
themselves with Estonia or the Baltics, and feel that they have strong
ties with his/her neighbourhood, region or Estonia as a country.
The survey finally reveals that economic considerations
are an important factor for the respondents when deciding to study Estonian.
Since 90 % of the respondents live under a constant financial pressure,
and two thirds find the courses offered to be more expensive than they
could really afford, it is not surprising that as many as 50 % go to classes
fully sponsored either by the EU Phare-programme for teaching Estonian,
or by their employer.
Regulation of Ethnic Relations in post-Soviet countries: the cases
of
Latvia and Moldova compared
Vladimir Solonari.
(Parliament of Moldova, Moldova)
-an outline-
Moldova and Latvia have several similarities in terms
of historical experience, comparable territory and population, as well
as important cultural and other differences which make comparative analysis
of their records in the fields of minorities-related legislation potentially
fruitful.
Vladimir Solonari's paper starts with the enumeration
of those similarities and differences which are relevant to the problem
at hand and then goes on to analyse in comparative perspective Moldovan
and Latvian legislation relating to minorities, and namely in the fields
of constitutional fundamentals, citizenship, use of minority languages
in public sphere, education in minority languages, names of persons belonging
to minorities in official documents, use of minority languages in electronic
mass media. In all those domains it ascertains pronounced differences both
in letter and spirit of the legislation and interprets them as evidence
of promotion of »civic programme« in Moldova and of » culturalist programme«
in Latvia by the respective ruling elites (those terms were initially suggested
by David D. Laitin in his seminal book on Russia-speaking nationality in
post-Soviet world).
The author then ponders about how those differences could
be explained. He discards what he calls » essentialist« approach which
is based on the invocation of the notion of » national character« or supposedly
»inherited cultural traits« as tautological and he remains skeptical in
respect of » demographic explanations« which stress demographic trends
and immigration as a rationale for more vigorous promotion and support
for »autochthonous nation«. Instead, he proposes his own explanation based
on rational choice theory.
This hypothesis stresses the importance of the decision
taken by Moldovan political elite in June 1991 to grant citizenship of
the Republic to all its residents (pure »territoriality principle«), which
was in its own turn due to the sheer impossibility to devise any other
criteria in case of a new state which never existed previously. Because,
further on, the majority of Moldovan political elite which opted for independence,
had to constantly fight to isolate and marginalise pro-unificationist (with
Romania) minority, it had to somewhat grudgingly accept minorities (feverishly
anti-unificationist) as smaller partners in pro-independence coalition.
This made a move to » civic programme« inevitable.
Nation-formation, Nation-building and »Nationalizing Minorities«:
the case of Hungarians in Romania
Zoltán Kántor
(Teleki Laszlo Institute Center for Central European Studies, Hungary)
- outline -
Value judgements and uncritically accepted truths heavily
load the terminology used in the study of nationalism. The concept of nationalism
is used in so many ways that an unambiguous use of it is impossible. Similar
assumptions are true also for other related concepts, so for nation-building,
the subject of my paper.
I am looking for an interpretative framework for the
study of the Hungarian national minority in Romania, a framework that could
help us to understand the ongoing processes. My ambition is, nevertheless,
broader: I hope that this theoretical framework can be employed also for
other matching cases. Obviously, many possible frameworks can be employed
to analyze a national minority, but to understand the essence we have to
concentrate on the questions related to the nation and nationalism. We
have to analyze the process how a particular group became a national minority,
and the institutionalization of that national minority. I analyze the process
of institutionalization of the national minority on ethnocultural basis.
This analysis has not the aim to offer tools for » nation-builders«;
it simply analyzes the processes and patterns of nation-building, especially
those of the national minorities.
In order to analyze the national minority within the
framework of nation-building, first we have to see which are the involved
processes. Analyzing the process and the mechanisms helps us to avoid the
hypothetical final stage: the built nation or the formed nation. The author
of this paper agrees with those who say that there are no objective criteria
for the formed nation; this is true also for national minorities. I take
nationalism a value free and descriptive concept. There are no criteria
we can say that the nation-building process has stopped, or reached its
'final' level. Once 'awakened' it must not asleep again – is the credo
of nationalists.
There is no example of any state or nation that does
not strengthen the boundaries of the nation or gave up the nationalizing
project. It has started, but there are no criteria that once met, prove
that the project was successfully accomplished. Moreover, even if people
(politicians, intellectuals, etc.) consider that it is finished, one has
to maintain, sometimes to 're-build', and to 'refurbish' the nation. Since
nationalism appeared, that process is constant. There are authors who spend
much energy to demonstrate that the nation-state, the nation, the state
is dying or loses its importance. I take the point of Michael Mann, that
nation-states are diversifying, transforming, but the foundation remains,
more or less, untouched. I do not intend to enter in debates about the
future of the nation-state, considering that guesses on that issue does
not help at all in the analyses of processes. I consider, and I will show
why, the processes of nation building are different in different regions
and historical periods
Even if we are looking for descriptive concepts, our
questions arise from the present world issues that we try to understand.
Many empirical facts force us to think and re-think our views on the world.
A contemporary sociologist or political scientist has to ask questions
like: why did nationalism not die, as it was predicted (i.e. Hobsbawm)?
Why some national tensions lead to violence while other not? What is the
link between nationalism and democracy, especially in the present day East
and Central Europe? Are there general (national) preconditions that favours
the emergence and consolidation of democracy or there are not? One answer
lies in the proper understanding of nation-building.
In the paper, I will analyze the process of nation-formation.
I deliberately do not analyze the concept of nation-formation (or its older,
but more popular version nation-building), because the concept meant many
things, and I am interested in one aspect of the concept. I analyze what
are the mechanisms employed to achieve the » state of the nation«. I am
interested in the mechanisms and patterns, because my hypothesis is that
we have to analyze the same mechanisms for the national minorities. If
we take the actors and the agents involved, we can understand the interplay
of different types of nationalism, but we cannot understand the policy
of the national minority.
I would like to draw the attention of the reader that
I am not analyzing only (and primarily not!) the nations that became/already
are a nation, but the nationalizing processes of the majority or minority
groups within a state or within a larger territorial and political unit.
To analyze that process, in my view, is as legitimate as the analysis of
nationalism or the nation, because no one of these concepts can be clearly
and univocally defined. Analyzing the nation-formation (nationalization)
of a certain group means that we narrow our approach and analyze only one
process among many, which, however, is based on the nationality principle.
Using the term process, I suggest that I will focus on
the mechanism, and not on the outcome. Obviously, I have to answer how
can I analyze an unfinished process, and how can I know what the outcome
will be. In my view, this question cannot be answered with scientific rigurosity.
What are the criteria for a nation? When can we say that the nation exists?
We know that the German, the French, the Hungarian, the Romanian, etc.
nations exist, moreover, we have no doubt about this. The question is if
there was ever a doubt? Did the first nationalists ask if they nation exists?
The later emerged small nations had also no doubt of their existence. It
existed, but had to be, in their view, 'awakened', and shaped to the modern
requirements. Of course, there are theories on the emergence of nations,
and of the nationalisms that formed them. One can explain it by industrialization,
war, print capitalism, etc. However, all describe only the mechanism, and
no one gives – and cannot give - any answer on the question when the actually
emerged. Walker Connor is right stressing the » when« question, but he
does nothing else but narrows the period, by introducing the criteria that
nationalism is a mass phenomenon, and only if the masses are in the nation
we may consider the process finished. Miroslav Hroch and Walker Connor
both emphasize the importance of the mass character of nationalism.
» The process of nation-forming acquire an irreversible
character only once the national movement won mass support, thereby reaching
phase C.« (Hroch)
In Eugene Weber's famous work we also can see that process
how the modernization of rural France was accomplished by the nation-builders,
and the salience of nationalization. Lynda Colley for Britain describes
a similar process.
I am looking for a theoretical framework for the interpretation
of the ongoing political processes inside the Hungarian community in Romania.
There are several possible angles of approach, but, in my opinion, no one
touches the essence of the question, no one gives a satisfactory theoretical
framework. Moreover, to my knowledge, there is no theory of national minorities
that could provide such an account. One of the answers lies in the fact
that the concepts used in the literature on nationalism are ambiguous,
what is also true for the literature on national minorities. National minorities
are usually seen as a second range factor, and not as an equally important
determinant. Obviously, one can speak about national minorities only after
the formation of the nations. National minorities either emerged (awakened,
became conscious) later within the framework of a state that usually had
a titular nation, or became a national minority by the consequences of
border revision.
One possible interpretation of nationalism is Eastern
Europe is the parallel and often conflictual projects of nation building.
Once the ideal of the nation became important there seems not to be any
sign that this will die. It may be transformed, but its importance remains.
As I mentioned, theories of nationalism are centered
on the nation and pay less attention to the national minorities. For most
theoreticians of nationalism, national minorities are only a sub-case of
nationalism. The issue of national minorities has sense only in relation
to the nation and to the state. To the state in which they are, but also,
if there is, to the homeland; the nation they belong to and the titular
nation of the state they live. The literature on nationalism handles national
minorities as a marginal phenomenon. They are important usually only as
far as they play an explanatory role in the nationalism of the majority
nation. The cause is probably because theories on nationalism are very
much (too much) concerned with the relationship between the nation and
the state. Members of that national minority (many times in emigration)
write the literature that focuses on the national minorities usually, and
is loaded with claims and presents the injustices made by the majority.
Another aspect of that literature is that it handles the national minority
as a homogeneous body with a common will. They perceive national minorities
as collective actors and do not take into account the internal dissents.
These works on national minorities also are looking for solutions of their
problems and very often sets legal proposal for minority protection. Summarizing
up, this literature is very rarely analytical, it does not (or very rarely)
focus on the dynamic of the national minority, and does not look for deeper
explanations.
What Brubaker says on the nation and nationalism is valid
also for the national minority:
» Nationalism can and should be understood without invoking
» nations« as substantial entities. Instead of focusing on nations as real
groups, we should focus on nationhood and nationness, on » nation« as a
practical category, institutionalized form, and contingent event. » Nation
is a category of practice, not (in the first instance) a category of analysis.
To understand nationalism, we have to understand the practical uses of
the category » nation«, the ways it can come to structure perception, to
inform thought and experience, to organize discourse and political action«
We also have not to consider the national minority as
a substantial entity. It is also constructed and imagined as the nation.
We should analyze the national minority also as practical category, institutionalized
form, and contingent event.
I think that a theory (or theories) focusing on national
minorities has to focus on the national minority and analyze all the other
aspects as external factors. In this way it may be possible to describe
the changes within the national minority taking into account the other
changes in the larger society and international arena. For this one has
to start with the emergence of the national minority (how it became a national
minority), the internal boundaries of the minority, and its latent or openly
expressed goals. For the Eastern European case, I consider that can be
done best if we transform Rogers Brubaker's theoretical framework (nationalizing
state, national minority, and external national homeland), and we should
analyze the nationalism of the national minority as a nationalizing minority.
In this way we can capture the internal dynamics of the national minority,
and we are able to analyze the long-term processes. The situation is a
little different then in the case of nations, but the mechanisms are similar.
Brubaker's account can help us in the understanding of
national conflicts in Eastern Europe, but I consider that his model is
insufficient, mainly because he considers that the nationalism of the majority
(the nationalism of the nationalizing state) and that of the national minority
are of different categories. We can only analyze the two in one framework,
if we transform them to be categories of the same type. That is the reason
I propose to use the concept of nationalizing minority for describing the
nationalism of the national minority. In that case we have two similar
categories. In that case we can analyze two competing (and unequal) nationalizing
processes, having similar motivations, but different means. This, however,
transforms Brubaker's triadic nexus to a dyadic nexus, considering the
nationalism of the external national homeland as an external factor.
In my view, this transformation can best done with the
support of Miroslav Hroch's account. My approach is that the ongoing political
actions of the small nations are in many respects similar to those of national
minorities.
To understand the official claims and statements of a
national minority, the internal debates within different groups, the unwillingness
to assimilate, and the creation or maintenance of a separate subculture/sphere/field
one has to propose an approach that incorporates all these elements and
explain them in one rationale. Methodologically, this requires the following
steps:
1. Explanation of the historical background. We have
to refer to the nation-formation of the particular nation, highlighting
the context. We have to describe the patterns of nation-building and the
tensions created by it.
2. The new setting. How did a part of a formed nation
become a national minority?
3. The answers to the new situation, what is used to
be called minority nationalism.
The important elements we have to analyze are the transitions,
the interpretation of the new situations, the institutionalization of the
national minority, the internal political organization, the internal divisions,
the relationship between the national minority and the state, and also
with the external national homeland, and the boundaries of the national
minority.
Methodologically we have to distinguish between two major
issues. The first one, is the description and the analysis of the internal
logic of a national minority, that in my view may be captured by analysing
it as a nationalizing minority. The second one, is the analysis of how
this is realised, how is constructed, and re-constructed nationness (or
» national minorityness«).
Hungarians in Romania are not nationalizing on territorial,
but on ethnocultural basis. The 'nationalizers' seek to mobilize the ethnic
Hungarians (even if these category is very loose) despite their territorial
settings. The problem is made complicated by the fact that Hungarians live
dispersed in Transylvania. The most compact group (about 75-85 % Hungarians)
is in the centre of the country. There live Hungarians also in the northern
part of Transylvania, and in the Partium and Banat (near the border to
Hungary). Hungarian politicians do no see any possibility to develop a
single possible resolution for all the Hungarians. The question has also
territorial aspects, but that is possible to apply only for the more homogeneous
region.
To describe the nationalizing policy of the national
minority we have to analyse the decisions taken of the leaders of that
particular minority and the political support of the members of that national
group. Again we have to make an analytical distinction. First (a), decision
taken on important issues (to be discussed later which are these) and second
(b), debates and decisions concerning the internal organization of the
group.
(a) On political level, the representatives (elected
or accepted leaders) base their decisions on the supposed will of the group,
more exactly they try to bargain with the majority group, that basically
represents the state, different forms of (national) self-government. That
means that co-nationals should rule the institution of the national minorities.
One can subsume that these are actions toward the creation and recognition
of a sub-society, governed by the national minority.
(b) In the same time the political elite is concerned
with the building of a parallel »society«. This society is not considered
as fully independent from the whole society, especially in ethnically mixed
regions, but it is autonomous in many respects from it. This autonomy is
based on a separate system of institutions. One could call it also a quasi-society,
that satisfies all the needs (real or imagined; or »imposed«) of the members
of the national minority, except those which are not possible to realise
in ethnically mixed regions, or because it is par excellence a state function.
The above-described policy may be analysed in a contextual
framework. On the one hand, the different attempts for realising the minority
institution system, and, on the other hand, the political activity of the
representatives on national (state) level (here I mean also the lower political
levels: county, city and village administration).
Historically we may go step by step and take the important
dates for that national minority (a chronology of important events). The
can be: debate over and vote for the constitution, laws concerning the
national minorities, electoral law, elections, changes of government, changes
of homeland government, visit of officials of the homeland country, war,
party congresses, abrogation or creation of an important institution, important
articles in the media, change of international power-balance, etc. (to
be developed).
In each case we have to analyse the constellation of
the actors involved. Just for example the basic Treaty between Hungary
and Romania signed in September 1996 would probably be shaped different
if it would be signed just now (if it would be signed at all). The Treaty
was signed in that form and then because there was not yet a decision on
which countries will be invited to treaties with NATO. In Hungary the social-liberal
coalition was on power and in Romania the post-communist parties ruled.
By this example I only intended to show the contingency
of certain political steps. But once taken, they reshape the further politics.
My hypothesis is that in the future the basic logic,
of the nationalizing state and the nationalizing minority, will not change.
That is the essence of my approach. The contextual analysis of the events
and actors will prove or falsify my hypothesis.
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